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Neiman & Associates Financial Services, LLC (NAFS) is a Registered Investment Advisor with the Commonwealth of Massachusetts. NAFS does not render investment or financial planning advice through this website. The information contained in this site is limited to providing you with general information about the firm and its services and a means to contact us.

The information contained in and linked to this site is believed to be from reliable sources, however no warranty as to accuracy or completeness is given and no liability is accepted for any error or omission, or any loss that may arise from relying on it. The information is not intended as the primary basis for investment decisions. It should also not be construed as advice to meet the particular investment needs of any individual.
Investment advisory services and/or financial planning services will only be rendered after all of the following conditions are met:

  1. Registration of the advisor with the Commonwealth of Massachusetts as a registered investment advisor if the advisor has less than $25 million under management.
  2. Delivery of a disclosure statement (Form ADV) by advisor to client.
  3. Execution of the investment and financial planning agreement between the client and advisor.
  4. Initial deposit of the financial planning or investment advisory fee by the client to the advisor (upon request).
  5. The advisor may transact business only in states in which it is registered or in which it is exempt from registration. The investment advisor must also be registered or exempt from registration in any state in which it responds to persons in that state to effect or to attempt to effect the transactions in securities, or the rendering of personalized investment advice for compensation.

A copy of Neiman & Associates Financial Services, LLC Form ADV is available upon written request. NAFS will not effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation over the Internet.

 

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